Financial Conduct Authority FCA Register Search
Financial Conduct Authority FCA Register Search confirms whether individuals appear on the FCA register. Screening checks for regulated financial services roles.
Get in TouchFAC Register Search for Employment Screening
Financial Conduct Authority (FCA) register searches help organisations confirm whether individuals are approved by the Financial Conduct Authority (FCA) to provide financial services and if they have any fines or actions taken against them.
For organisations operating in financial services or financial regulated environments, verifying regulatory status is an important step during recruitment.
CBS provides Financial Conduct Authority (FCA) register searches designed for organisations that need to confirm regulatory information as part of employment screening. These checks help employers verify whether candidates have held regulated roles and have any negative information pending against their record.
Our secure screening platform allows organisations to conduct FCA register searches efficiently while maintaining clear documentation and audit-ready records.
Alongside our secure screening platform, our experienced screening specialists support organisations every day with guidance, complex applications and urgent onboarding requirements. When questions arise or timelines are tight, our team works alongside you to solve problems quickly and keep screening moving.
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What Is the Financial Conduct Authority (FCA) Register?
The Financial Conduct Authority (FCA) is the regulatory body responsible for overseeing financial services firms and markets in the United Kingdom. The Financial Conduct Authority register is a public database that provides information about firms and individuals authorised or regulated by the FCA.
The register may include information about:
- Authorised financial services firms
Approved individuals or controlled function holders
Regulatory permissions granted by the FCA
Negative information such as fines, prohibition orders, etc.
Historical regulatory records
Searching the register helps organisations confirm whether individuals are fit and proper to carry out roles within a regulated financial services firm.
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Our solutions guarantee 100% submission rate with zero errors
Why FCA Register Searches Matter
For organisations operating in financial services, confirming regulatory history is an important part of responsible recruitment.
FCA register searches help organisations:
- Verify regulatory affiliations and permissions
- Confirm whether candidates have held regulated roles
- Support compliance with financial services regulations
- Identify potential regulatory considerations
- Strengthen due diligence during recruitment
These checks provide valuable context when hiring individuals into roles involving regulated financial activities.
FCA Register Searches in Financial Services Recruitment
FCA register searches are commonly used when recruiting individuals into financial services roles where regulatory oversight is required.
These roles may include:
- Financial advisers and wealth managers
- Compliance officers and regulatory specialists
- Senior management roles within financial services firms
- Payment services and fintech roles
Confirming regulatory history helps organisations maintain compliance and ensure candidates meet the standards expected within regulated environments.
FCA Register Searches and Wider Risk Screening
FCA register searches are often conducted alongside other risk-screening checks as part of a broader employment screening programme.
These checks may include:
- Employment checks
- Financial integrity (Credit) checks
- Directorship searches
- Adverse media searches
- Education and Qualification checks
Combining these checks helps organisations gain a broader understanding of financial, regulatory and reputational risk indicators when hiring into regulated roles.
Managing FCA Register Searches at Scale
Organisations recruiting for financial services roles may need to conduct regulatory checks across large numbers of candidates. CBS provides structured screening workflows designed to support high-volume recruitment and regulated screening environments.
Our platform allows organisations to:
- Manage regulatory screening centrally
- Track screening progress in real time
- Maintain structured compliance records
- Automate candidate notifications
- Reduce manual administration across recruitment teams
This ensures FCA register searches can be completed efficiently while maintaining visibility across recruitment processes.
Bristol City Council
CBS has consistently proven to be knowledgeable, friendly, and efficient in their service to Bristol City Council. The support we receive and the opportunity to seek advice from professionals with their level of expertise is truly invaluable. Cerys and Sarah, in particular, stand out for going above and beyond in their support of our organisation. The entire CBS team deserves recognition for their exceptional work. Their support is greatly appreciated, and we value them not just as a supplier, but as people. As we look forward to continuing our partnership in 2024
DBS and Employment checks a year
Solutions mobilised within
Processing solutions
Organisations serviced in the UK
Why Organisations Choose CBS for FCA Register Searches
Organisations choose CBS for:
- Structured regulatory screening processes
- Experienced screening specialists providing hands-on support
- Secure digital screening workflows
- Real-time application tracking and reporting
Over one million background checks processed annually
ISO 27001 certified data security standards
Scalable solutions for high-volume recruitment
CBS provides more than individual screening checks. Our secure platform delivers structured screening infrastructure built for organisations operating under regulatory, safeguarding and compliance scrutiny. Behind the technology is our experienced screening team providing hands-on guidance to help employers navigate regulatory screening requirements and make confident recruitment decisions.
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